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SEBI Chief Urges Mutual-Fund Industry to Move Beyond Compliance Checklists
Securities and Exchange Board of India (SEBI) Chairman Tuhin Kanta Pandey today called on brokers, mutual funds, distributors and advisors to go beyond mere compliance and proactively strengthen transparency, investor-protection frameworks, risk management and operational resilience. He emphasised that building a trustworthy and inclusive capital market requires culture change, not just regulatory checklists. The remarks came at the Morningstar Investment Conference India. The regulator signalled greater scrutiny ahead as industry growth accelerates in the retail segment.
Tags:
- mutual_funds
- india
M• By Ayush Samantaray
Explore:Mutual Fund Tools
neutral
SEBI Chief Urges Mutual-Fund Industry to Move Beyond Compliance Checklists
Securities and Exchange Board of India (SEBI) Chairman Tuhin Kanta Pandey today called on brokers, mutual funds, distributors and advisors to go beyond mere compliance and proactively strengthen transparency, investor-protection frameworks, risk management and operational resilience. He emphasised that building a trustworthy and inclusive capital market requires culture change, not just regulatory checklists. The remarks came at the Morningstar Investment Conference India. The regulator signalled greater scrutiny ahead as industry growth accelerates in the retail segment.
Tags:
- mutual_funds
- india
M• By Ayush Samantaray
Explore:Mutual Fund AI Screening
1 min read
76 words
SEBI chief calls on fund houses and intermediaries to focus on governance and culture, not just compliance.
Securities and Exchange Board of India (SEBI) Chairman Tuhin Kanta Pandey today called on brokers, mutual funds, distributors and advisors to go beyond mere compliance and proactively strengthen transparency, investor-protection frameworks, risk management and operational resilience. He emphasised that building a trustworthy and inclusive capital market requires culture change, not just regulatory checklists. The remarks came at the Morningstar Investment Conference India. The regulator signalled greater scrutiny ahead as industry growth accelerates in the retail segment.
Securities and Exchange Board of India (SEBI) Chairman Tuhin Kanta Pandey today called on brokers, mutual funds, distributors and advisors to go beyond mere compliance and proactively strengthen transparency, investor-protection frameworks, risk management and operational resilience. He emphasised that building a trustworthy and inclusive capital market requires culture change, not just regulatory checklists. The remarks came at the Morningstar Investment Conference India. The regulator signalled greater scrutiny ahead as industry growth accelerates in the retail segment.
Tags:
- mutual_funds
- india
- mutual_funds
- india
- regulation
- sebi
- governance